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Dimension Financial
SEBI Registered Merchant Banker

Full-Spectrum Merchant Banking for Growth & Institutional Mandates

Dimension Financial Solutions delivers execution-focused merchant banking across equity capital markets, M&A advisory, debt placement, and corporate restructuring — with compliance precision and governance integrity at every stage.

33+

Years Combined Experience

SEBI

Registered Merchant Banker

2009

Established

100%

Compliance-Led Execution

Who We Are

A Compliance-First, Execution-Driven Merchant Banking Platform

Dimension Financial Solutions Private Limited is a SEBI-registered Merchant Banker with over 15 years of institutional and capital market experience. We serve corporates, promoter groups, institutions, and trusts seeking reliable execution on complex financial mandates — from SME listings and IPOs to M&A transactions, buybacks, and institutional debt placement.

Our operating philosophy positions us as a value center inside each transaction — not merely an execution agent. We invest in understanding each mandate deeply, structure solutions with regulatory precision, and maintain full transparency with all stakeholders through to closure.

SEBI Registration

Merchant Banker

BSE Member

Debt Segment

Stock Broker Reg.

INZ000313233

Operating Since

2009

Our Services

Comprehensive Merchant Banking Services

From first public offerings to complex restructuring mandates, our service suite covers the full spectrum of capital market and corporate finance requirements.

SL

01

SME Platform Listings

End-to-end support for listing your business on SME exchanges with disciplined preparation and investor-ready documentation.

  • Pre-listing strategy and readiness assessment
  • Documentation drafting and DRHP preparation
  • Regulatory compliance and SEBI filing support
  • Market positioning and investor relations
  • Post-listing compliance and reporting support
SL

02

Main Board Migration

Structured migration advisory for SME-listed companies transitioning to the Main Board of BSE or NSE.

  • Strategic eligibility planning and gap analysis
  • Regulatory and SEBI compliance alignment
  • Restated financial documentation support
  • Market positioning and stakeholder communication
  • Post-migration governance and reporting framework
SL

03

IPO, FPO & Rights Issues

Complete management of public equity offerings including book-built IPOs, further public offers, and rights issue mandates.

  • Management of IPO's, FPO's and Rights Issues
  • Underwriting in Public Issues including SME IPO's
  • Qualified Institutional Placements (QIP)
  • Private placement of equity securities
  • DRHP / RHP drafting and SEBI coordination
SL

04

Takeover & Open Offer

Advisory and execution support for acquirers and target companies navigating SEBI Takeover Code obligations.

  • Open offer structuring and regulatory coordination
  • Manager to Open Offer under SEBI Takeover Code
  • Strategic planning for acquirer and target
  • Offer document preparation and SEBI filing
  • Shareholder communication and post-offer support
SL

05

Share Buyback

End-to-end management of share buyback programs for listed companies under SEBI Buyback Regulations.

  • Buyback structuring — tender offer or open market
  • Manager to Buyback — SEBI and exchange filings
  • Strategic planning and pricing determination
  • Regulatory compliance and shareholder communication
  • Execution management and post-buyback reporting
SL

06

Delisting of Securities

Advisory support for voluntary delisting of shares in compliance with SEBI Delisting Regulations 2021.

  • Manager to Delisting — process design and coordination
  • Reverse book building mechanism management
  • SEBI and stock exchange regulatory filings
  • Promoter and public shareholder communication
  • Post-delisting compliance and settlement support
SL

07

Mergers, Acquisitions & Demergers

Strategic M&A advisory across the full transaction lifecycle — from target identification through structured closure.

  • Advisory on Merger, Demerger, and Amalgamation
  • Cross-border acquisition and divestment advisory
  • Due diligence coordination and transaction structuring
  • Capital restructuring and scheme documentation
  • NCLT filing support and regulatory coordination
SL

08

Valuation Services

Independent, regulation-aligned valuation services for businesses, assets, and financial instruments across transaction contexts.

  • Business and enterprise valuation
  • Equity share valuation for M&A and compliance
  • Asset and property valuation
  • Financial instrument and ESOP valuation
  • Valuation for SEBI, NCLT, and Income Tax purposes
SL

09

ESOP Advisory

Comprehensive ESOP scheme design, regulatory compliance, and certification services for listed and unlisted companies.

  • ESOP scheme framing and design
  • SEBI ESOP guidelines compliance and certification
  • Grant, vesting, and exercise schedule structuring
  • Tax and accounting impact advisory
  • Board and shareholder resolution support
SL

10

Preferential Allotment

End-to-end support for preferential allotment of shares and convertible instruments to selected investors.

  • Eligibility assessment and pricing as per SEBI norms
  • Offer document and resolution drafting
  • SEBI and exchange filing coordination
  • Investor communication and documentation
  • Post-allotment compliance and reporting
SL

11

Debt Placement & Advisory

Institutional debt placement and syndication advisory for bonds, debentures, and fixed deposit programs.

  • Private placement of bonds and debentures with institutions and trusts
  • Management of public issues of debt securities
  • Debt syndication advisory and financial structuring
  • Marketing of corporate fixed deposits
  • Adherence to SEBI Regulations and Companies Act 2013
SL

12

Capital Restructuring

Strategic advisory for capital structure optimization, including equity restructuring and corporate reorganization.

  • Capital restructuring strategy and design
  • Reduction of capital and reserve restructuring
  • Scheme documentation and NCLT filing support
  • Debt-equity conversion advisory
  • Regulatory and shareholder approval coordination

Why Dimension

Why Clients Choose Us for Critical Transactions

We are a focused emerging merchant banker with high governance standards. Our approach is built around six core operating principles that clients experience at every stage of a mandate.

SL01

Value-Center Thinking

We function as a value center inside your transaction — not just an execution desk following instructions.

SL02

Regulatory & Commercial Balance

Our solutions blend regulatory precision, industry understanding, and practical commercial judgment at every stage.

SL03

Independent & Ethical Advisory

We deliver professional and transparent advice with implementation discipline and governance integrity built in.

SL04

Partner-Level Oversight

Critical decisions and transaction transitions are reviewed at partner level before execution proceeds.

SL05

Structured Delivery Benchmarks

Each mandate follows defined performance benchmarks to maintain quality, pace, and full accountability.

SL06

Explicit Value-Risk Communication

We surface value levers and risk factors early so every stakeholder can take fully informed decisions.

Execution Framework

How We Move Mandates from Intent to Closure

Every mandate at Dimension follows a structured four-stage engagement framework that ensures regulatory alignment, clear communication, and disciplined execution from start to finish.

Step 01

Mandate Discovery

We align issuer intent, regulatory context, and market readiness before any solution is designed.

Step 02

Structuring & Documentation

Strategy is converted into transaction architecture, timelines, and a complete documentation framework.

Step 03

Market Execution

Our team coordinates placements, investor touchpoints, and transaction milestones with control and discipline.

Step 04

Post-Transaction Support

We continue with compliance follow-through, investor communication, and next-phase capital planning.

Regulatory Compliance

Fully Regulated. Governance-First.

Dimension Financial Solutions Private Limited, as a SEBI-registered Merchant Banker and debt stock broker, strictly adheres to all applicable regulations including SEBI (Merchant Bankers) Regulations 1992, SEBI (Issue of Capital and Disclosure Requirements) Regulations 2018, SEBI (Buyback of Securities) Regulations 2018, SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 2011, and the Companies Act 2013.

Every transaction is structured and executed with full regulatory alignment, complete documentation, and transparent investor communication in line with SEBI's framework for investor protection and market integrity.

Investor Resources

Ready to Begin?

Discuss Your Mandate with Our Team

Whether you are planning an IPO, evaluating a merger, or structuring debt — our team is ready to assess your situation and provide a clear, compliance-aligned advisory path forward.

SEBI Registration No. (Merchant Banking) — contact us for our registration details